The NSE IFSC Limited (NSE IX) on May 26, 2026, notified regarding the Submission of the System Audit Report for the period ended March 31, 2026.
The following has been stated:
• It states that Broker-Dealers using trading software are required to conduct annual system audits and submit the reports through the NSE IX member portal. For the audit period April 2025 to March 2026, the Preliminary Audit Report must be submitted by June 30, 2026, or within one month from submission by the auditor, whichever is earlier. Action Taken Reports (ATR), wherever applicable, are due by September 30, 2026, while Follow-on Audit Reports shall be submitted by December 31, 2026.
• The Exchange clarified that submission will be treated as complete only after the Broker Dealer submits the audit report along with management comments. Broker-dealers have also been directed to resolve pending non-compliances from previous audit periods through ATRs or follow-on audit reports.
• NSE IFSC has further warned that failure to comply may result in regulatory action under the Exchange circular dated March 16, 2026.
Detailed notification is attached below.
[Notification no. - NSEIFSC/REG/2606]
